04
SEBI and Capital Markets
Practical perspectives, regulatory developments and professional updates.
AllGST (3)Regulatory News and Updates (2)Intellectual Property Updates (1)SEBI and Capital Markets (11)
Knowledge pool
Information made useful.
Clear commentary to help you understand what changed, why it matters and what to consider next.
17.07
Standing Instructions for SWP and STP in Demat-Held Mutual Fund UnitsSEBI and Capital Markets · SEBI issued a circular extending the facility for standing instructions for systematic withdrawal and transfer plans involving mutual fund units held...
17.07SEBI Streamlines Mutual Fund Transmission ClaimsSEBI and Capital Markets · SEBI announced streamlining of the mutual fund transmission-claim process. Families, nominees and advisors should still verify the exact documentation...
17.07SEBI Cautions Regulated Entities and Listed Companies about the Boss ScamSEBI and Capital Markets · SEBI issued a caution concerning “Boss Scam” fraud targeting regulated entities and listed companies. Finance teams should strengthen payment-change v...
14.07SEBI Issues 2026 Master Circular for Merchant BankersSEBI and Capital Markets · SEBI listed a new master circular for merchant bankers. Regulated entities should map the consolidated requirements to their compliance register, poli...
10.07SEBI Circular on Intraday Borrowing Facility Used by Mutual FundsSEBI and Capital Markets · SEBI issued a circular concerning intraday borrowing facilities availed by mutual funds. Fund and intermediary teams should review permitted use, cont...
09.07SEBI Promotes Corporate Bond Market Awareness through New Investor VideosSEBI and Capital Markets · SEBI launched investor-awareness videos focused on the corporate bond market. Businesses and investors should still assess credit risk, liquidity, str...
07.07Review of Norms for Use of Interest or Income from Depository IPFSEBI and Capital Markets · SEBI issued a circular reviewing norms for use of interest or income from the Investor Protection Fund of depositories. Depositories and relevant stak...
03.07Handling of Clients’ Unpaid Securities by Trading MembersSEBI and Capital Markets · SEBI issued a circular on handling clients’ unpaid securities by trading members. Brokers and affected clients should review settlement, communication...
01.07SEBI Settlement Helpdesk Facility AnnouncedSEBI and Capital Markets · SEBI announced a settlement helpdesk facility. Entities considering settlement should first obtain legal and professional advice, compile a complete c...
22.06SEBI Reviews Master Circulars for Stock Exchanges, Clearing Corporations and Commodity DerivativesSEBI and Capital Markets · SEBI announced an ease-of-doing-business review concerning master circulars for market infrastructure institutions and commodity derivatives. Regulate...
07.07SEBI Mutual Funds Regulations 2026 Updated in JulySEBI and Capital Markets · SEBI’s regulations listing shows the Mutual Funds Regulations, 2026 with a July update. Fund, intermediary and service-provider teams should refer to...